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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
331	Director Gerry J. O’Mahoney Category Biography Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-09-11 09:53:53 Investment Industry Regulatory Organization of Canada Canada Investment Economy of Canada TD Waterhouse Toronto-Dominion Bank
332	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-07 12:51:07 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Finance Investment Self-regulatory organizations Securities Financial regulation
333	TRENDS IN TRADING ACTIVITY, SHORT SALES AND FAILED TRADES For the period May 1, 2007 to April 30, 2010 Market Regulation Policy, Investment Industry Regulatory Organization of Canada, Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:33:06 Financial regulation Financial markets Short selling Stock market Naked short selling Short Exchange-traded fund Universal Market Integrity Rules Algorithmic trading Financial economics Finance Investment
334	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-11 14:51:01 Investment Financial regulation Investment Industry Regulatory Organization of Canada Securities Stock market Electronic trading Trading room Financial economics Finance Financial markets
335	SWJ Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-09-18 12:20:04 Economics Business Late-2000s financial crisis Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Financial adviser Flash Crash Financial economics Investment Finance
336	2012 – 2013 STRATEGIC PLAN SCORECARD GOAL 1 w Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:16:07 Corporate governance Auditing Financial economics Finance Regulatory compliance Investment Industry Regulatory Organization of Canada Business
337	MESSAGE FROM THE CHAIR In our role as directors we are focused on ensuring that we keep pace with evolving changes while being cognizant of the challenges that the investment industry and Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:19:32 Business Securities Financial regulation Investment Industry Regulatory Organization of Canada
338	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-13 16:06:05 Securities Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
339	Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-02 11:56:05 Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities Due diligence Financial economics Franchising Law Contract law Business
340	Welcome… Good afternoon. Thank you Marianne. Welcome to the IIROC Annual General Meeting. Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-09-26 11:25:05 Financial markets Securities Self-regulatory organizations Stock market Financial regulation Investment Industry Regulatory Organization of Canada High-frequency trading Financial economics Finance Investment

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